Introduction
The causes of a difficulty in shoulder elevation are often difficult to identify because this complaint might originate from shoulder and cervical spine root disorders. In addition, the age at occurrence of cervical spine and shoulder pathologies is very similar, particularly among the aging population [
1,
2]. Therefore, cervical spine and shoulder pathologies are often misdiagnosed. Among these conditions, cervical spondylotic amyotrophy (CSA) and rotator cuff tears are often confused because the main symptom in both is difficulty in shoulder elevation.
CSA is classified into proximal and distal types [
3,
4,
5]. The clinical characteristics of the proximal type of CSA are muscle atrophy in the upper extremities, no or insignificant sensory deficit and lower extremity symptoms, and weakness of the deltoid and biceps, which often causes drop shoulder [
3,
4,
5,
6,
7]. Patients with CSA are frequently referred to orthopedic surgeons specializing in shoulder surgery.
Usually, conservative therapy is effective for CSA, but surgery is occasionally needed if conservative therapy is ineffective. The duration of symptoms is a risk factor for poor outcome after surgical treatment [
8,
9]; hence, early diagnosis is very important. The aim of the present study was to identify physical findings useful for differentiating between CSA and rotator cuff tears to prevent the misdiagnosis of CSA as a rotator cuff tear.
Materials and Methods
1. Patients
After receiving approval from the Institutional Review Board of Nara Medical University, the present study was performed (IRB approval no., 1135). Between January 2014 and August 2015, consecutive patients with CSA who presented to our clinic (CSA group) and those with rotator cuff tears who underwent surgery at our hospital (rotator cuff tear group) were enrolled.
2. Diagnosis of cervical spondylotic amyotrophy
The proximal type of CSA was diagnosed by an orthopedic surgeon specializing in spine surgeries according to the following criteria: (1) the chief complaint was difficulty in shoulder elevation with no or insignificant sensory deficit and no lower extremity symptoms; (2) magnetic resonance imaging (MRI) or computed tomography (CT) myelography revealed C5 or C6 nerve or anterior horn compression; and (3) electromyography was performed by a neurologist, which enabled the exclusion of other diseases such as amyotrophic lateral sclerosis and motor neuron disease.
3. Diagnosis of rotator cuff tears
Rotator cuff tear was diagnosed by an orthopedic surgeon specializing in shoulder surgeries according to the following criteria: (1) MRI revealed a tear and (2) the surgeon who operated recognized the tear intraoperatively. We excluded patients with cuff tear arthropathy.
4. Physical findings specific to cervical spondylotic amyotrophy
We selected five physical findings specific to CSA [
3,
4,
5,
6,
7,
10,
11] (originating from disorders of the C5 or C6 nerve or anterior horn). The findings were as follows: (1) weakness of the deltoid muscle, (2) weakness of the biceps muscle, (3) atrophy of the deltoid muscle, (4) atrophy of the biceps muscle, and (5) swallow-tail sign (assessment of the posterior fibers of the deltoid) [
10]. These physical findings were assessed in both CSA and rotator cuff tear patients. Muscle strength was determined on the basis of manual muscle testing (MMT) [
12]. We defined muscle weakness as an MMT of ≤3 or an MMT of 4 with the strength of the affected side being less than that of the intact contralateral side, considering that it is often difficult to distinguish between an MMT of 4 and 5 because of considerable dependence on the judgment of the testers. Evaluations of muscle atrophy were based on laterality. We assessed these five physical findings in the CSA patients immediately upon the diagnosis of CSA and in the rotator cuff tear patients immediately before surgery.
5. Evaluation of the misdiagnosis rate and the sensitivity and specificity of the physical findings
We calculated the rate of CSA patients misdiagnosed as having a rotator cuff tear on initial diagnosis at other clinics or hospitals and referred to an orthopedic surgeon specializing in shoulder surgery at our hospital. We calculated the sensitivity and specificity of each physical examination, and statistical analysis was performed using a chi-square test or Fisher's exact probability test. In other analyses, the differences in quantitative characteristics such as age were determined using Student t-test. Differences in qualitative characteristics such as sex were analyzed using the chi-square test. All statistical analyses were performed using IBM SPSS ver. 23.0 for Windows (IBM Corp., Armonk, NY, USA). A p-value of <0.05 was considered statistically significant.
Discussion
In the present study, 10 patients (40.0%) with CSA were misdiagnosed as having rotator cuff tears on initial diagnosis. Therefore, we surmise that CSA is highly likely to be misdiagnosed as a rotator cuff tear. Some prior reports discuss the differential diagnosis between cervical and shoulder pathologies with respect to the causes of localized shoulder pain [
1,
2]. However, to the best of our knowledge, there are no reports on the differential diagnosis between cervical and shoulder pathologies with respect to the causes of difficulty in shoulder elevation.
CSA is classified into two types based on its clinical features. Proximal-type CSA presents with atrophy and weakness of the deltoid and biceps and originates from the C5 or C6 roots or anterior horns [
3,
4,
5,
6,
7]. Distal-type CSA presents with atrophy and the weakness of extensor and flexor muscles of the fingers and intrinsic hand muscles and originates from the C7–T1 roots or anterior horns [
3,
4,
5,
6,
7]. The major symptom of proximal-type CSA is difficulty in shoulder elevation caused by weakness of the deltoid and biceps. In addition, the age at which cervical spine and shoulder pathologies occur is very similar, particularly among the aging population [
1,
2]. Therefore, proximal-type CSA is often misdiagnosed as a shoulder disorder, particularly as a rotator cuff tear. Conservative therapy is usually effective in CSA; however, if it is ineffective, surgery is needed [
8,
9]. Tauchi et al. [
8] reported that early surgery was recommended for CSA patients in whom conservative treatment was unsuccessful based on the clinical status before surgery, including symptom duration. Uchida et al. [
9] reported that a long preoperative period was strongly correlated with low muscle power improvement. Early diagnosis is therefore vital.
The diagnosis of CSA is comprehensively based on physical findings, disease course, findings of imaging modalities such as MRI and CT myelography, and electromyographic findings [
11,
13,
14,
15]. However, imaging studies and electromyography generally cause a delay in the diagnosis and entail a high cost, whereas physical findings are convenient to assess and enable rapid diagnosis [
1]. Therefore, we identified the physical findings useful for differentiating between CSA and rotator cuff tears to prevent the misdiagnosis of CSA as a rotator cuff tear, particularly on initial diagnosis.
We chose five physical findings specific to CSA and observed them in both CSA and rotator cuff tear patients. Nishijima et al. [
10] reported that to fully extend the shoulders, similar to a swallow tail, the posterior fibers of the deltoid are essential. They named this physical finding the swallow-tail sign; this finding enables the evaluation of the posterior fibers of the deltoid [
10]. Each finding involved in disorders of the C5 or C6 nerve roots or anterior horn was specific to CSA. We calculated the sensitivity and specificity of each physical finding.
Physical findings related to the deltoid, such as weakness and atrophy of deltoid and the swallow-tail sign, were highly sensitive but not highly specific. Therefore, these physical findings might be positive, to some extent, in patients with rotator cuff tears. Kido et al. [
16] reported that the average decrease in the muscle volume of shoulders with rotator cuff tears is 19%–30% in the rotator cuff muscles and 29% in the deltoid muscle. Therefore, deltoid function might be affected by a rotator cuff tear.
The physical findings related to the biceps, such as weakness and atrophy of the biceps, were both highly sensitive and specific. Therefore, these physical findings could be useful for differentiating between CSA and rotator cuff tears.
Our study has several limitations. First, we did not evaluate the coexistence of CSA and a rotator cuff tear, i.e., patients with CSA, except those misdiagnosed with rotator cuff tears on initial diagnosis, did not undergo examinations for rotator cuff tears, and patients with rotator cuff tears did not undergo examinations for CSA. Second, we did not evaluate inter- and intra-observer errors. However, the evaluation of muscle weakness was based on MMT, which is generally accepted worldwide as a reliable test for assessing muscle strength [
12]. Evaluations of muscle atrophy and the swallow-tail sign were based on laterality; therefore, inter- and intra-observer errors might have been fewer. Third, we did not conduct a power analysis to determine the appropriate sample size before conducting the present study; the number of cases is also comparatively few. However, because there was a significant difference in each physical finding, we must consider the possibility that a type 2 error (caused by a small sample size) might not have occurred.
We believe that physical findings related to the biceps muscle play a vital role in the initial differential diagnosis between CSA and rotator cuff tears. Imaging methods such as MRI, CT myelography, and electromyography are needed for a more accurate diagnosis. We suggest that in patients with suspected disorders of shoulder elevation, physicians should perform a physical examination to evaluate the biceps, including tests for weakness and atrophy. Thus, we can prevent the misdiagnosis of CSA as a rotator cuff tear and a delay in diagnosing CSA. If these physical findings are positive, more accurate diagnostic tools such as MRI, CT, and electromyography can be used.