Introduction
Lumbar interbody fusion (LIF) is a well-established, safe, and effective technique for managing lumbar spondylolisthesis (LS) [
1-
3]. Among the different surgical approaches, transforaminal lumbar interbody fusion (TLIF) is particularly advantageous. This procedure utilizes a unilateral approach, which facilitates the placement of fusion materials through an expanded Kambin’s triangle, thereby minimizing the risk of nerve root injury. Further, TLIF has achieved high fusion rates and favorable reduction parameters [
1,
3]. Technology and surgical instrumentation advancements have significantly broadened the indications for minimally invasive spine surgery. Among these advancements, biportal endoscopic spine surgery (BESS) has been recognized as a highly effective technique [
4,
5]. BESS has been successfully applied to various lumbar spinal degenerative conditions, including discectomy, unilateral laminotomy for bilateral decompression, foraminotomy, and interbody fusion, all of which have exhibited consistently good clinical outcomes [
5,
6]. The distinct separation of the working and viewing channels in BESS provides several advantages, including enhanced magnification, flexible visualization, and improved surgical efficiency [
6,
7].
Experts at advanced centers have described biportal endoscopic lumbar interbody fusion (BE-LIF) which has demonstrated excellent clinical and radiological outcomes, particularly in terms of fusion [
8-
10]. Several modifications have been proposed to improve the safety and efficacy of this procedure, utilizing the advantages of BESS to improve successful fusion rates [
8,
9,
11,
12]. Strategies include the use of double TLIF [
8] or oblique lumbar interbody fusion (OLIF) cages [
9] to increase the volume of bone graft material within the disc space and maximize the contact area between the graft and exposed bony endplates. Further, the application of materials, such as titanium-coated cages, bone morphogenetic proteins, and meticulous endplate preparation before graft placement, has been emphasized [
8,
12,
13]. Further improvements in the procedural techniques aim to mitigate autograft bone migration in the continuous inflow–outflow water environment inherent to BESS.
This study describes a step-by-step BE-LIF technique that is specifically designed for resource-limited settings in managing LS. The procedure uses a multilayered bone grafting approach, combining hydroxyapatite (HA) bone grafts with resected inferior articular process (IAP) fragments, which are repurposed as structural blocks, and a traditional TLIF cage filled with local autologous bone. The technique promotes bridging bone formation both within and around the cage by strategically layering these diverse grafting materials. The en-bloc IAP further improves the construct stability, increases the contact area with the endplates, and serves as a physical barrier to prevent graft migration. Beyond assessing clinical outcomes, the study investigates bone fusion efficacy using postoperative lumbar spine computed tomography (CT) imaging, thereby providing comprehensive evidence of the technique’s clinical use and effectiveness.
Materials and Methods
This retrospective cohort study included patients who underwent a single-level BE-LIF from February 2023 to February 2024. This study adhered to the Declaration of Helsinki and obtained approval from the Ethics Committee and Institutional Review Board (IRB) of Xuyen A General Hospital Medical Research Council (IRB approval no., 31/2024/QD-BVXA). The requirement for informed consent from individual patients was omitted because of the retrospective design of this study.
Inclusion criteria and patient selection
Inclusion criteria included the patient’s confirmed LS diagnosis with significant symptoms, such as low back pain, radiating leg pain, and motor or sensory deficits, imaging results from magnetic resonance imaging and flexion–extension X-rays consistent with clinical symptoms, demonstrating single-level LS graded I or II per the Meyerding classification, and failure of conservative treatment for at least 6 weeks. The exclusion criteria included patients having lumbar spine infections, tumors, trauma, and previous lumbar spine surgery. A single highly experienced spine surgeon performed all procedures using a conventional TLIF cage at the affected level, with no additional costs compared to traditional open or minimally invasive fusion techniques.
Surgical technique and instrumentation
Anesthesia and position
In a radiolucent spine table, the patient was placed under general endotracheal anesthesia in the prone position on a Wilson frame to reduce abdominal pressure. We used a draping technique with waterproof adhesive sheets, followed by a sterile drape kit, to isolate the surgical field and prevent water leakage onto the patient during the operation. The table height was adjusted to facilitate easy fluoroscope usage for obtaining both anteroposterior (AP) and lateral views (
Fig. 1E). The surgeon is right-handed; thus, we stand on the patient’s left side in most cases. This position facilitates access to the working space, minimizes paraspinal muscle invasion, especially the multifidus muscle, and ensures a clear surgical field view. We used a 30° scope to expand the viewing.
Skin incisions and creating portals
The surgical level was determined using fluoroscopic images in both AP and lateral views, focusing on determining the skin incision for the working portal to facilitate decompression and cage insertion. In the AP view, a 1.5 cm longitudinal skin incision was aligned along the line connecting the lateral aspects of the two pedicles, with the midpoint of the incision corresponding to a line through the lower endplate. The scope portal is placed approximately 2.5–3 cm from the working portal, cranially on the left and caudally on the right, with a longitudinal incision to help in subsequent percutaneous pedicle screw fixation (PPSF) (
Fig. 1B, D). After adequately incising the lumbar fascia, serial dilators are used to detach the multifidus muscle from the cranial lamina and access the plane between the multifidus and longissimus dorsi muscles from the working portal incision. Larger dilators tend to move laterally from the midline toward the facet joint as they are introduced, and each initially makes contact on the lamina’s bone surface. Smaller dilators were used to establish triangulation for the scope portal, with the distal contact point strategically positioned near the inferior edge of the cranial lamina, which is the spinous–laminar junction. The optimal working portal was confirmed after achieving true triangulation, as presented in the lateral fluoroscopic view where its dilator aligned parallel to the disc space (
Fig. 1A, C).
Unilateral laminectomy and endplate preparation
The scope and semitubular instruments were sequentially inserted into the two pre-established portals, ensuring continuous inflow and outflow of irrigation to maintain a clear view throughout the procedure. A high-speed burr with a 4 mm diamond ball tip was used to perform laminectomy. Burring started at the spinous–laminar junction (
Fig. 2A), progressively thinning the lamina cranially until the free edge of the ligamentum flavum (LF) becomes visible (
Fig. 2B). From this point, the burr was angled laterally to thin the isthmus bone, angling the burr toward the IAP (
Fig. 2C). A small osteotome was used to separate this thinned portion (
Fig. 2D). A radiofrequency probe was then utilized to cut through the joint capsule (
Fig. 2E). Finally, large forceps were used to remove the entire IAP as a single intact piece (
Fig. 3E). To expose the Kambin’s triangle widely and ensure adequate working space for endplate preparation and cage insertion, we always burr or chisel the apex of the superior articular process (SAP) until the superior border of the pedicle becomes visible (
Fig. 2F). The small bone fragments collected during this step are carefully preserved for later use as autologous bone graft material. A small Penfield was used to detach the LF at the apex of the SAP and establish an opening of adequate size utilizing a Kerrison punch or forceps (
Fig. 3A). We consistently retained most of the LF, particularly at the lateral of the spinal canal and the shoulder of the traversing nerve root (TNR), employing it as a protective barrier for neural structures. Further, preserving the LF facilitates the safe execution of procedures, such as disc removal, endplate preparation, and cage insertion, without requiring nerve root retractors or assistance from a surgical assistant. Curettes and small chisels with various curved angles are highly beneficial during the endplate preparation process. Care should be taken to minimize bony endplate injury. For the multilayer bone grafting technique, we maximally removed the disc and endplate cartilage anteriorly and laterally to establish sufficient space for inserting the bone graft materials (
Fig. 3B).
Multi-layer bone grafting
To increase the amount of autologous bone graft inserted in the fusion space, we carefully utilized a Kerrison to harvest small bone fragments from various sources, a remaining cranial lamina (
Fig. 3C), a superior border of the caudal lamina (
Fig. 3D), and a portion of the base of the spinous process at the midline. This approach does not utilize a high-speed burr in these areas, unlike during lumbar stenosis decompression. The entire IAP was previously removed and meticulously cleaned of soft tissues, leaving only the bone with an appropriate size for grafting (
Fig. 3E). The multilayer bone grafting technique begins by placing approximately 5 mL of fine HA bone (
Fig. 4C) mixed with small local fragment autografts at the deepest layer. This was followed by inserting the entire IAP, which served as a barrier to prevent HA bone migration. Finally, a TLIF cage filled with autologous bone was inserted. This stage was performed under direct endoscopic visualization and fluoroscopic imaging to ensure the intended positioning of the bone graft materials (
Fig. 4A). Further, the irrigation pressure was reduced throughout this stage to improve control.
Neural decompression and PPSF
The process of neural decompression was continued, ensuring complete decompression of the spinal canal, ipsilateral lateral recess, ipsilateral exiting nerve root (ENR), and ipsilateral TNR as well as the contralateral lateral recess, contralateral ENR, and contralateral TNR. Meticulous hemostasis was achieved using hemostatic materials such as Gelfoam or Floseal. PPSF was performed with the ipsilateral side, the screws are inserted through two previous skin incisions for the working portal and scope portal. The LS was reduced under fluoroscopic guidance by first securing the caudal pedicle screws, then performing reduction by levering and pulling up the cranial vertebra. Finally, the skin was closed and the procedure was completed.
Measurement of the outcomes
Clinical outcomes were assessed using the Visual Analog Scale (VAS) for low back pain and leg pain, along with the Oswestry Disability Index (ODI) for functional impairment. These scores were recorded preoperatively, at discharge, and during follow-up visits at 3 months, 6 months, and the final follow-up. Radiological outcomes were assessed using lumbar spine CT scans performed 6 months postoperatively. The fusion status was identified using the Bridwell grading system, with grades I and II defined as successful fusion. Cage subsidence was measured as >2 mm migration into the endplate on sagittal CT images. The distribution of bridging bone formation was categorized into intracage bridging bone, extracage bridging bone, or a combination of both, based on axial CT images. Independent evaluators, who were blinded to the study design to reduce bias, performed all measurements.
Statistical analysis
Statistical analysis was conducted to assess both clinical and radiological outcomes. Continuous variables, such as VAS and ODI scores, were presented as mean±standard deviation, whereas categorical variables were reported as frequencies and percentages. Paired sample t-tests were employed to compare the preoperative and postoperative clinical scores. Subgroup analyses were conducted using chi-square tests for categorical variables, including comparisons between grades I and II LS. A p-value of <0.05 indicated statistical significance. All analyses were conducted using the IBM SPSS software ver. 28.0 (IBM Corp., Armonk, NY, USA).
Discussion
Endoscopic lumbar interbody fusion (ELIF), including both uniportal lumbar interbody fusion (ULIF) and BE-LIF techniques, has gained significant traction as an effective approach for managing lumbar spine instability [
4,
7,
14,
15]. BE-LIF, in particular, has appeared as a popular and reliable method, as supported by several studies from leading surgical centers reporting favorable clinical outcomes [
8,
10,
11,
14,
16,
17]. Our results are congruent with these findings, which demonstrate significant VAS and ODI score improvements and a low complication rate (
Tables 2,
3). As a minimally invasive surgery (MIS), BE-LIF provides notable advantages, including reduced soft tissue disruption, which facilitates shorter recovery times, decreased postoperative pain, and lower intraoperative blood loss [
4,
14-
16,
18]. This is further evidenced by the absence of cases that require blood transfusion in our study, which may be related to the controlled irrigation pressure used during the procedure, which minimizes venous bleeding. BE-LIF has demonstrated superior outcomes, such as less postoperative pain, earlier ambulation, and shorter hospital stays, compared with traditional TLIF, posterior lumbar interbody fusion (PLIF), or MIS-TLIF [
10,
18-
20]. These results indicate the advantages of ELIF in minimizing paraspinal muscle damage [
14]. With a smaller incision and reduced surrounding tissue disruption, ELIF is associated with less surgical trauma compared to traditional techniques. The procedure helps limit muscle injury and inflammation, as indicated by lower C-reactive protein and creatine kinase levels, resulting in faster recovery and better postoperative outcomes. Further, ELIF supports long-term muscle preservation, as reflected in the maximal cross-sectional area of the multifidus muscle, thereby reducing the risk of muscle atrophy and chronic lower back pain. This contributes to improved functional recovery and a lower risk of complications such as failed back surgery syndrome [
14].
Moreover, BE-LIF provides superior distinct technical advantages over ULIF, including a wider surgical field, enhanced instrument maneuverability, improved visibility for cage implantation, and shorter operative times, which were all made possible by separating the working and viewing portals [
6,
7,
14,
21]. This configuration improves precision, reduces the risk of neural injury, and enables optimal decompression and control of the contralateral structures. This results in a noteworthy point that the operative time for BE-LIF is significantly shorter than that of ULIF [
21]. Moreover, the use of a 30° scope further expands the field of view, thereby facilitating safe and effective decompression [
22]. We also utilize a low-torque high-speed burr and chisel to excise bony structures, either in small fragments or
en-bloc, to minimize bleeding risks, particularly in patients with osteoporosis. By resecting the apex of the SAP to the pedicle’s border, we ensured broad Kambin’s triangle exposure and gained access to the disc space through the caudal endplate, which is a region with minimal risk of nerve root injury [
23,
24]. Further, we advocate for partially preserving the LF during the initial stages of endplate preparation and bone grafting, using it as a protective barrier to mitigate the effects of irrigation pressure on the dura. The LF is only fully respected after graft placement to achieve complete decompression of both the exiting and TNRs bilaterally. The contralateral IAP was resected in cases where the disc height is <5 mm to facilitate reduction more effectively as an alternative to the routine over-the-top decompression technique. These technical refinements underscore the safety, efficacy, and versatility of BE-LIF as a MIS for LS.
Successful fusion is considered a pivotal factor in the surgical management of LS in addition to achieving effective neural decompression [
1,
2,
21,
25]. A fusion success rate of 82.9% was observed based on the postoperative lumbar spine CT scans conducted in 6 months. No significant differences in the CT imaging parameters for assessing fusion were identified between patients with grades 1 and 2 LS (
Tables 4,
5). Few previous studies have used uniform CT assessments at a single postoperative time point to evaluate this outcome [
8,
10,
11]. Most of these studies involved a mean follow-up period of >12 months, demonstrating consistently high fusion effectiveness of the BE-LIF technique, accounting for >90%, not different from that of MIS-TLIF or conventional PLIF [
10,
18-
20], and even higher than ULIF [
21]. The promising preliminary findings from our study using the BE-LIF multilayer bone grafting technique further validate this result. However, a longer follow-up period is required to assess the stability of the bridging bone interbody formed on early postoperative lumbar spine CT scans. Several factors have influenced the fusion efficacy of LIF procedures, including the volume of the bone graft in the disc space, the size of the cage footprint, the type of graft material used, and the integrity of the bony endplate [
13,
21,
25,
26].
Different strategies have been proposed to increase the amount of bone graft within the disc space [
8,
9,
11]. Pao [
8] indicated that due to the limited capacity of the cage to accommodate the bone graft, the volume of graft material outside the cage plays a more crucial role. The use of double TLIF cages, interspersed with bone grafts, improved the overall graft volume, and maximized its retention within the disc space. The authors revealed a high fusion rate of 93.3% while discussing alternative cost-effective cage material options. In our approach, we used a combination of HA bone and autograft in small fragments, the entire IAP, and autograft that was placed within the cage to maximize the bone graft volume within the disc space by alternating in multiple layers (
Fig. 4A). HA facilitates osteogenesis using the properties of autografts rather than relying solely on fragmented autografts [
13,
26]. The IAP was utilized as an
en-bloc bone structure to prevent smaller bone fragment migration, thereby ensuring optimal placement and stability. In the literature, fusion has been well established as a complex biological process, fundamentally a competition between graft resorption and new bone formation within the graft, ultimately associating the two adjacent vertebral bodies [
13,
27]. Further, restoring and preserving the disc space height are crucial objectives of interbody fusion [
2,
27]. In the BE-LIF multilayer bone grafting technique, the structural integrity of the carefully prepared IAP, which was achieved by removing soft tissues while preserving the cortical bone, provides temporary disc height maintenance in combination with a conventional TLIF cage. This stability enables the deeper layers of the bone graft and the packed graft inside the cage to facilitate solid bony bridging. On axial CT imaging, we revealed that the proportion of cases demonstrating the formation of intracage and extracage bridging bone was 48.8%. The use of autograft material, HA bone, and only one traditional TLIF cage, as predominantly performed in open surgery or MIS-TLIF, does not increase treatment costs and remains feasible in limited-resource settings.
Increasing the size of the cage footprint or the direct contact area between the fusion materials and the endplate surface also plays a crucial role in promoting successful fusion [
8,
13,
21,
27]. Its position and orientation within the disc space play an equally important role in addition to the size of the cage. Compared to ULIF, the cage in BE-LIF can be placed transversely under biportal endoscopic visualization, which is more consistent with mechanical principles [
21]. Heo et al. [
9] proposed the use of an OLIF cage as a strategy to optimize this parameter. However, this approach requires an additional lateral incision distant from the midline. In the BE-LIF multi-layer bone grafting technique, the entire IAP is used as a secondary cage-like structure to maximize the contact area, which adheres to the constraints of limited resources. The application of a local morselized bone autograft in TLIF has exhibited cost-effectiveness while maintaining high fusion rates [
28]. This efficiency is primarily related to the reduced reliance on allografts and the corresponding decrease in the total bone graft expenditure. Furthermore, positioning the IAP as a rigid anterior component within the vertebral body enables primary cage placement, which appears to be positioned from the middle of the vertebral body toward the posterior region. This facilitates the restoration of the posterior disc height, which indirectly expands the neural foramen and improves the sustained decompression of the ENR (
Fig. 5C). Recently, a growing consensus indicated that lumbar lordosis restoration in lumbar fusion surgery is increasingly emphasized due to its effect on improvements in pain and function; however, the use of expandable cages has been proposed as a means to achieve greater lordosis by lengthening the anterior column while maintaining a small insertion trajectory, thereby making them suitable for MISS techniques, including endoscopic approaches [
29]. However, regarding lumbar and segment lordosis improvements after single-level TLIF, both expandable and non-expandable cages have demonstrated similar outcomes [
29]. Using the BE-LIF multi-layer bone grafting technique, we observed that both anterior and posterior disc height, particularly foraminal height, improved statistically significantly, whereas the postoperative increase in lumbar lordosis was not significant (
Tables 4,
5). This appears beneficial in achieving effective indirect decompression, especially in cases of low-grade LS.
Meticulous preparation of the grafting site before placing the bone materials is a crucial factor in improving bone fusion efficacy and reducing cage subsidence incidence [
8,
13]. Cage subsidence causes posterior cage migration and loss of lumbar lordosis, potentially resulting in poor clinical outcomes [
8,
30]. One of the advantages of endoscopic spine surgery is the ability of the endoscope to access and directly visualize anatomical structures with high magnification [
4,
7,
14]. Adjusting the angle to achieve a clear view of the surgical field is considerably quicker and more flexible with a 30° scope than with a microscope, where the cylindrical structure of the tubular retractor constrained illumination direction [
7,
14]. This improved visualization enables maximum disc material and endplate cartilage removal while preventing bony endplate injury. We consistently ensure thorough disc material and endplate cartilage removal, particularly in the anterior and lateral regions, to establish sufficient space for bone graft material insertion. Further, this step facilitates loosening the connection between the adjacent vertebral bodies, thereby optimizing the conditions for reduction during the PPSF procedure. Furthermore, we detach the endplate in fragments using curettes and small chisels with various curved angles instead of relying on conventional serial disc shavers. This approach improves precision and minimizes the risk of endplate damage. Moreover, the entire cage insertion process in BE-LIF is performed under simultaneous direct endoscopic visualization and fluoroscopic imaging, preventing the blind implantation of the cage using only fluoroscopic imaging as in the ULIF procedure [
7,
8,
11]. This approach significantly minimizes the risk of endplate damage, thereby improving the fusion rate of BE-LIF compared with ULIF [
21].
In summary, the preliminary results of BE-LIF application utilizing the multi-layer bone grafting technique indicate BE-LIF as an effective and safe method for improving clinical outcomes and achieving satisfactory fusion in LS management. However, several limitations of this study should be acknowledged. First, as a retrospective review with a small sample size and short follow-up period, the study is subject to potential biases that may have affected data collection and analysis. The relatively short follow-up duration limits the ability to evaluate long-term fusion rates, potential late-onset complications, and clinical improvement durability. Future studies with extended follow-up would be warranted to identify whether these initial positive outcomes are sustained over time. Second, this is a single-center study in which the same surgeon performed all procedures; thus, the results lack generalizability and randomization, particularly regarding the low complication rate observed. This limitation indicates the need for caution when interpreting the safety of this procedure. The single-surgeon design may introduce an element of performance bias while ensuring procedural consistency, as surgical expertise and familiarity with the technique could affect both operative efficiency and complication rates. Multicenter studies that involved multiple surgeons with varying experience levels would provide a more comprehensive assessment of this technique’s reproducibility. Generally, the BE-LIF is technically demanding, requiring a steep learning curve to master and perform safely. Moreover, we involved no control group in comparison with other fusion techniques. This omission originates from the study’s primary focus on detailing the step-by-step methodology of the BE-LIF with the multi-layer bone grafting technique and highlighting its promising outcomes, particularly in resource-constrained settings with limited access to advanced fusion materials. Despite these limitations, the positive results of this study indicate its potential applicability to similar healthcare institutions.